Jersey Law
29/1998
ARBITRATION
(JERSEY) LAW 1998
____________
ARRANGEMENT OF ARTICLES
|
____________
|
PART I
|
Interpretation
|
1.
|
Interpretation
|
PART II
|
Arbitration within the Island
|
2.
|
Authority
of arbitrators and umpires to be irrevocable
|
3.
|
Death
of party
|
4.
|
Bankruptcy
|
5.
|
Discretionary
stay of court proceedings where party proves arbitration agreement
|
6.
|
Mandatory
stay of court proceedings where party proves arbitration agreement
|
7.
|
Where
reference is to single arbitrator
|
8.
|
Power
of parties in certain cases to supply vacancy
|
9.
|
Umpires
|
10.
|
Majority
award of three arbitrators
|
11.
|
Power
of Court in certain cases to appoint arbitrator or umpire
|
12.
|
Conduct
of proceedings, witnesses, etc.
|
13.
|
Time
for making award
|
15.
|
Specific
performance
|
16.
|
Awards
to be final
|
17.
|
Power
to correct slips
|
18.
|
Costs
|
19.
|
Taxation
of arbitrator’s or umpire’s fees
|
20.
|
Power
of arbitrator to award interest
|
21.
|
Interest
on awards
|
22.
|
Judicial
review of arbitration awards
|
23.
|
Determination
of preliminary point of law by Court
|
24.
|
Exclusion
agreements affecting rights under Articles 22 and 23
|
25.
|
Interlocutory
orders
|
26.
|
Power
to remit award
|
27.
|
Removal
of arbitrator and setting aside of award
|
28.
|
Power
of Court to give relief where arbitrator is not impartial or dispute involves
question of fraud
|
29.
|
Power
of Court where arbitrator is removed or authority of arbitrator is revoked
|
30.
|
Enforcement
of award
|
31.
|
Power
of Court to extend time for commencing arbitration proceedings
|
32.
|
Delay
in prosecuting claims
|
33.
|
Terms
as to costs, etc.
|
34.
|
Prescription
of actions
|
35.
|
Transitional
– Part II
|
PART III
|
Enforcement of awards under
Protocol and Geneva Convention
|
36.
|
Awards
to which Part III applies
|
37.
|
Effect
of foreign awards
|
38.
|
Conditions
for enforcement of foreign awards
|
39.
|
Evidence
|
40.
|
Meaning
of “final award”
|
41.
|
Saving
for other rights, etc.
|
PART IV
|
Enforcement of
awards under New York Convention
|
42.
|
Replacement
of Part III in certain cases
|
43.
|
Effect
of Convention awards
|
44.
|
Evidence
|
45.
|
Refusal
of enforcement
|
46.
|
Saving
|
PART V
|
Supplementary
|
47.
|
Rules
of court
|
48.
|
Service
of notices
|
49.
|
Transitional
provisions
|
50.
|
Repeals
|
51.
|
Short
title and commencement
|
SCHEDULES
|
First
Schedule –
|
Text
of the Protocol
|
Second
Schedule –
|
Text
of the New York Convention
|
Third
Schedule –
|
Text
of the Geneva Convention
|
Fourth
Schedule –
|
Enactments
repealed
|
|
|
|
ARBITRATION
(JERSEY) LAW 1998
____________
A LAW to
make further provision with respect to arbitration; to give effect to the New
York Convention on the recognition and enforcement of foreign arbitral awards;
and for connected purposes; sanctioned by Order of Her Majesty in Council of
the
21st day of OCTOBER
1998
____________
(Registered on the
20th day of November 1998)
____________
STATES OF JERSEY
____________
The 23rd day of September 1997
____________
THE
STATES, subject to
the sanction of Her Most Excellent Majesty in Council, have adopted the
following Law –
PART I
INTERPRETATION
ARTICLE 1
Interpretation
(1) In
this Law, unless the context otherwise requires –
“arbitration
agreement” means, except as provided in paragraph (2), a written
agreement to submit present or future differences to arbitration, whether an
arbitrator is mentioned therein or not;
“Convention
award” means, except as provided in paragraph (2), an award made in
pursuance of an arbitration agreement in the territory of a State which is a
party to the New York Convention;
“the
Court” means the Royal Court;
“foreign
award” means an award to which Part III applies;
“the Geneva
Convention” means the Convention on the Execution of Foreign Arbitral
Awards signed at Geneva on behalf of His late Majesty King George V on 26th
September 1927, the text of which is set out in the Second Schedule;
“the New
York Convention” means the Convention on the Recognition and Enforcement
of Foreign Arbitral Awards adopted by the United Nations Conference on
International Commercial Arbitration on 10th June 1958, the text of which is
set out in the Third Schedule;
“the
Protocol” means the Protocol on Arbitration Clauses signed on behalf of
His late Majesty King George V at a Meeting of the Assembly of the League of
Nations held on 24th September 1923, the text of which is set out in the First
Schedule.
(2) In
–
(a) the definition of
“Convention award” in paragraph (1) of this Article; and
(b) Article 6,
“arbitration
agreement” means an agreement in writing (including an agreement
contained in an exchange of letters or telegrams) to submit to arbitration
present or future differences capable of settlement by arbitration.
(3) A
reference in this Law to an Article, Part or Schedule by number only, and
without further identification, is a reference to the Article, Part or Schedule
of that number in this Law.
(4) A
reference in an Article or other division of this Law to a paragraph,
sub-paragraph or clause by number or letter only, and without further
identification, is a reference to the paragraph, sub-paragraph or clause of
that number or letter contained in the Article or other division of this Law in
which the reference occurs.
(5) Unless
the context otherwise requires, a reference in this Law to an enactment,
including an enactment of the United Kingdom, is a reference to that enactment
as amended from time to time, and includes a reference to that enactment as
extended or applied by or under another enactment, including any other
provision of that enactment.
PART II
ARBITRATION
WITHIN THE ISLAND
ARTICLE 2
Authority of
arbitrators and umpires to be irrevocable
The authority of
an arbitrator or umpire appointed by, or by virtue of, an arbitration agreement
shall, unless a contrary intention is expressed in the agreement, be
irrevocable except by leave of the Court.
ARTICLE 3
Death of party
(1) An
arbitration agreement shall not be discharged by the death of any party
thereto, either as respects the deceased or any other party, but shall in such
an event be enforceable by or against the executor or administrator of the
deceased or, in the case of immovable property, the heir or devisee.
(2) The
authority of an arbitrator shall not be revoked by the death of any party by
whom he was appointed.
(3) Nothing
in this Article shall be taken to affect the operation of any enactment or rule
of law by virtue of which any right of action is extinguished by the death of a
person.
ARTICLE 4
Bankruptcy
(1) Where
it is provided by a term in a contract to which a person who has become
bankrupt is a party that any differences arising thereout
or in connection therewith shall be referred to arbitration, the said term
shall, if the Viscount or other person acting on behalf of the creditors seeks
the performance of the contract, be enforceable by or against him so far as
relates to any such differences.
(2) Where
a person who has become bankrupt had, before the commencement of the
bankruptcy, become a party to an arbitration agreement, and any matter to which
the agreement applies requires to be determined in connection with or for the
purposes of the bankruptcy proceedings, then, if the case is one to which
paragraph (1) does not apply, the Viscount or other person acting on behalf of
the creditors, or any other party to the agreement, may apply to the Court for
an order directing that the matter in question shall be referred to arbitration
in accordance with the agreement, and the Court may, if it is of opinion that,
having regard to all the circumstances of the case, the matter ought to be
determined by arbitration, make an order accordingly.
ARTICLE 5
Discretionary
stay of court proceedings where party proves arbitration agreement
Subject to
Article 6, if any party to an arbitration agreement, or any person claiming
through or under him, commences any legal proceedings in any court against any
other party to the agreement, or any person claiming through or under him, in
respect of any matter agreed to be referred, any party to those legal
proceedings may at any time before the expiration of a period of three weeks
from the date on which the action was placed on the pending list or en preuve apply to the court to stay the proceedings; and the
court, if satisfied that there is no sufficient reason why the matter should
not be referred in accordance with the agreement, and that the applicant was,
at the time when the proceedings were commenced, and still remains, ready and
willing to do all things necessary to the proper conduct of the arbitration,
may make an order staying the proceedings.
ARTICLE 6
Mandatory stay of
court proceedings where party proves arbitration agreement
(1) If
any party to an arbitration agreement to which this Article applies, or any person claiming through
or under him, commences any legal proceedings in any court against any other
party to the agreement, or any person claiming through or under him, in respect
of any matter agreed to be referred, any party to those legal proceedings may
at any time before the expiration of a period of three weeks from the date on
which the action was placed on the pending list or en preuve
apply to the court to stay the proceedings; and the court, unless satisfied
that the arbitration agreement is null and void, inoperative or incapable of
being performed or that there is not in fact any dispute between the parties
with regard to the matter agreed to be referred, shall make an order staying
the proceedings.
(2) Paragraph
(1) –
(a) does not apply in
relation to a domestic arbitration agreement, but
(b) applies in relation to
other arbitration agreements, instead of Article 5.
(3) In
this Article “domestic arbitration agreement” means an arbitration
agreement which does not provide, expressly or by implication, for arbitration
in a jurisdiction other than the Island and to which neither –
(a) an individual who is a
national of, or habitually resident in, any jurisdiction other than the Island;
nor
(b) a body corporate which
is incorporated in, or whose central management and control is exercised in,
any jurisdiction other than the Island,
is a party at the
time the proceedings are commenced.
ARTICLE 7
When reference is
to single arbitrator
Unless a contrary
intention is expressed therein, every arbitration agreement shall, if no other
mode of reference is provided, be deemed to include a provision that the
reference shall be to a single arbitrator.
ARTICLE 8
Power of parties
in certain cases to supply vacancy
(1) Subject
to paragraph (2), where an arbitration agreement provides that the reference
shall be to two arbitrators, one to be appointed by each party, then, unless a
contrary intention is expressed therein –
(a) if either of the
appointed arbitrators refuses to act, or is incapable of acting, or dies, the
party who appointed him may appoint a new arbitrator in his place; and
(b) if, on such a
reference, one party fails to appoint an arbitrator, either originally or by
way of substitution as aforesaid, for seven clear days after the other party,
having appointed his arbitrator, has served the party making default with
notice to make the appointment, the party who has appointed an arbitrator may
appoint that arbitrator to act as sole arbitrator in the reference, and his
award shall be binding on both parties as if he had been appointed by consent.
(2) The
Court may set aside any appointment made in pursuance of this Article.
ARTICLE 9
Umpires
(1) Unless
a contrary intention is expressed therein, every arbitration agreement shall,
where the reference is to two arbitrators, be deemed to include a provision
that the two arbitrators may appoint an umpire at any time after they are themselves
appointed and shall do so forthwith if they cannot agree.
(2) Unless
a contrary intention is expressed therein, every arbitration agreement shall,
where such a provision is applicable to the reference, be deemed to include a
provision that if the arbitrators have delivered to any party to the
arbitration agreement, or to the umpire, a notice in writing stating that they
cannot agree, the umpire may forthwith enter on the reference in lieu of the
arbitrators.
(3) At
any time after the appointment of an umpire, however appointed, the Court may,
on the application of any party to the reference and notwithstanding anything
to the contrary in the arbitration agreement, order that the umpire shall enter
upon the reference in lieu of the arbitrators and as if he were a sole
arbitrator and shall do so forthwith if they cannot agree.
ARTICLE 10
Majority award of
three arbitrators
Unless the contrary intention is expressed in the arbitration
agreement, in any case where there is a reference to three arbitrators, the
award of any two of the arbitrators shall be binding and in the event that no two of the arbitrators
agree the award, the award of the arbitrator appointed to be chairman shall be
binding.
ARTICLE 11
Power of Court in
certain cases to appoint arbitrator or umpire
(1) In
any of the following cases, namely –
(a) where an arbitration
agreement provides that the reference shall be to a single arbitrator, and all
the parties do not, after differences have arisen, concur in the appointment of
an arbitrator;
(b) if an appointed
arbitrator refuses to act, or is incapable of acting, or dies, and the
arbitration agreement does not show that it was intended that the vacancy
should not be supplied and the parties do not supply the vacancy;
(c) where the parties or
two arbitrators are required or are at liberty to appoint an umpire or third
arbitrator and do not appoint him; and
(d) where an appointed
umpire or third arbitrator refuses to act, or is incapable of acting, or dies,
and the arbitration agreement does not show that it was intended that the
vacancy should not be supplied, and the parties or arbitrators do not supply
the vacancy,
any party may
serve the other parties or the arbitrators, as the case may be, with a written
notice to appoint or, as the case may be, concur in appointing, an arbitrator,
umpire or third arbitrator; and, if the appointment is not made within seven
clear days after the service of the notice, the Court may, on application by
the party who gave the notice, appoint an arbitrator, umpire or third
arbitrator who shall have the like powers to act in the reference and make an
award as if he had been appointed by consent of all parties.
(2) In
any case where –
(a) an arbitration
agreement provides for the appointment of an arbitrator or umpire by a person
who is neither one of the parties nor an existing arbitrator (whether the
provision applies directly or in default of agreement by the parties or
otherwise); and
(b) that person refuses to
make the appointment or does not make it within the time specified in the
agreement or, if no time is so specified, within a reasonable time,
any party to the
agreement may serve the person in question with a written notice to appoint an
arbitrator or umpire and, if the appointment is not made within seven clear
days after the service of the notice, the Court may, on the application of the
party who gave the notice, appoint an arbitrator or umpire who shall have the
like powers to act in the reference and make an award as if he had been
appointed in accordance with the terms of the agreement.
ARTICLE 12
Conduct of
proceedings, witnesses, etc
(1) Unless
a contrary intention is expressed therein, every arbitration agreement shall,
where such a provision is applicable to the reference, be deemed to contain a
provision that the parties to the reference, and all persons claiming through
them respectively, shall, subject to any legal objection, submit to be examined
by the arbitrator or umpire, on oath or solemn affirmation, in relation to the
matters in dispute, and shall, subject as aforesaid, produce before the
arbitrator or umpire all documents within their possession or power
respectively which may be required or called for, and do all other things which
during the proceedings on the reference the arbitrator or umpire may require.
(2) Unless
a contrary intention is expressed therein, every arbitration agreement shall,
where such a provision is applicable to the reference, be deemed to contain a
provision that the witnesses on the reference shall, if the arbitrator or
umpire thinks fit, be examined on oath or solemn affirmation.
(3) An
arbitrator or umpire shall, unless a contrary intention is expressed in the
arbitration agreement, have power to administer oaths to, or take the solemn
affirmations of, the parties to and witnesses on a reference under the
agreement.
(4)Any party to a
reference under an arbitration agreement may cause a summons to be served on
any person, in the same manner as a summons may be served upon any person in
respect of a civil action before the Court, summoning that person to attend
before the arbitrator or umpire for the purpose of giving evidence or producing
any document likely to assist the arbitrator or umpire in determining the
question in dispute; and a person so summoned shall be under a like obligation
as to the giving of any evidence and the production of any document as if he
were so summoned in respect of such an action.
(5) The
Court shall have, for the purpose of and in relation to a reference under an
arbitration agreement, the same power of making orders in respect of –
(a) the issue of a commission
or request for the examination of a witness out of the Island; and
(b) matters of procedure
and other matters incidental to the reference,
as it has for the
purpose of and in relation to a civil action before the Court:
Provided that
nothing in this Article shall be taken to prejudice any power which may be
vested in an arbitrator or umpire of making orders with respect to any of the
matters aforesaid.
ARTICLE 13
Time for making
award
(1) Subject
to the provisions of paragraph (2) of Article 26, and anything to the contrary
in the arbitration agreement, an arbitrator or umpire shall have power to make
an award at any time.
(2) The
time, if any, limited for making an award, whether under this Law or otherwise,
may from time to time be enlarged by order of the Court, whether that time has
expired or not.
(3) The
Court may, on the application of any party to a reference, remove an arbitrator
or umpire who fails to use all reasonable dispatch in entering on and
proceeding with the reference and making an award, and an arbitrator or umpire
who is removed by the Court under this paragraph shall not be entitled to
receive any remuneration in respect of his services.
(4) For
the purposes of paragraph (3) the expression “proceeding with a
reference” includes, in a case where two arbitrators are unable to agree,
giving notice of that fact to the parties and to the umpire.
ARTICLE 14
Interim awards
Unless a contrary
intention is expressed therein, every arbitration agreement shall, where such a
provision is applicable to the reference, be deemed to contain a provision that
the arbitrator or umpire may, if he thinks fit, make an interim award, and any
reference in this Part to an award includes a reference to an interim award.
ARTICLE 15
Specific
performance
Unless a contrary
intention is expressed therein, every arbitration agreement shall, where such a
provision is applicable to the reference, be deemed to contain a provision that
the arbitrator or umpire shall have the same power as the Court to order
specific performance of any contract other than a contract relating to
immovable property or any interest in immovable property.
ARTICLE 16
Awards to be
final
Unless a contrary
intention is expressed therein, every arbitration agreement shall, where such a
provision is applicable to the reference, be deemed to contain a provision that
the award to be made by the arbitrator or umpire shall be final and binding on
the parties and the persons claiming under them respectively.
ARTICLE 17
Power to correct
slips
Unless a contrary
intention is expressed in the arbitration agreement, the arbitrator or umpire
shall have power to correct in an award any clerical mistake or error arising
from any accidental slip or omission.
ARTICLE 18
Costs
(1) Unless
a contrary intention is expressed therein, every arbitration agreement shall be
deemed to include a provision that the costs of the reference and award shall
be in the discretion of the arbitrator or umpire, who may direct to and by whom
and in what manner those costs or any part thereof shall be paid, and may tax
or settle the amount of costs to be so paid.
(2) For
the purposes of Article 19, costs taxed or settled pursuant to paragraph (1)
shall be deemed to form part of the award.
(3) Subject
to paragraph (4), any provision in an arbitration agreement to the effect that
the parties or any party thereto shall in any event pay their or his own costs
of the reference or award or any part thereof shall be void, and this Part
shall, in the case of an arbitration agreement containing any such provision,
have effect as if that provision were not contained therein.
(4) Nothing
in paragraph (3) shall invalidate such a provision when it is a part of an
agreement to submit to arbitration a dispute which has arisen before the making
of that agreement.
(5) If
no provision is made by an award with respect to the costs of the reference,
any party to the reference may, within fourteen days of the publication of the
award or such further time as the Court may direct, apply to the arbitrator for
an order directing by and to whom those costs shall be paid, and thereupon the
arbitrator shall, after hearing any party who may desire to be heard, amend his
award by adding thereto such directions as he may think proper with respect to
the payment of the costs of the reference and may tax or settle the amount of
costs to be so paid.
ARTICLE 19
Taxation of
arbitrator’s or umpire’s fees
(1) If,
in any case, an arbitrator or umpire refuses to deliver his award except on
payment of the fees demanded by him, the Court may, on an application for the
purpose, order that the arbitrator or umpire shall deliver the award to the
applicant on payment into court by the applicant of the fees demanded, and
further that the fees demanded shall be taxed by the Court and that out of the
money paid into court there shall be paid out to the arbitrator or umpire by
way of fees such sums as may be found reasonable on taxation, and that the
balance of the money, if any, shall be paid out to the applicant.
(2) An
application for the purposes of this Article may be made by any party to the
reference unless the fees demanded have been fixed by a written agreement
between him and the arbitrator or umpire.
(3) The
arbitrator or umpire shall be entitled to appear and be heard on any taxation under
this Article.
ARTICLE 20
Power of
arbitrator to award interest
(1) Unless
a contrary intention is expressed therein, every arbitration agreement shall,
where such a provision is applicable to the reference, be deemed to contain a
provision that the arbitrator or umpire may, if he thinks fit, award simple
interest at such rate as he thinks fit –
(a) on any sum which is the
subject of the reference but which is paid before the award, for such period
ending not later than the date of the payment as he thinks fit; and
(b) on any sum which he
awards, for such period ending not later than the date of the award as he
thinks fit.
(2) The
power to award interest conferred on an arbitrator or umpire by paragraph (1)
is without prejudice to any other power of an arbitrator or umpire to award
interest.
ARTICLE 21
Interest on
awards
A sum directed to
be paid by an award shall, unless the award otherwise directs, carry simple
interest at such rate as the arbitrator or umpire thinks fit for the whole or
any part of the period from the date of the award until such later date, not
being a date later than the date on which the award is satisfied, as the
arbitrator or umpire shall think fit and payment of such interest shall be
enforceable by the Viscount as if it is a judgment debt without the necessity
for any further action or proceedings by the party to whom the award is made.
ARTICLE 22
Judicial review
of arbitration awards
(1) Without
prejudice to the right of appeal conferred by paragraph (2), the Court shall
not have jurisdiction to set aside or remit an award on an arbitration
agreement on the ground of errors of fact or law on the face of the award.
(2) Subject
to paragraph (3), an appeal shall lie to the Court on any question of law
arising out of an award made on an arbitration agreement; and on the
determination of such an appeal the Court may –
(a) confirm, vary or set
aside the award; or
(b) remit the award to the
reconsideration of the arbitrator or umpire together with the Court’s
opinion on the question of law which was the subject of the appeal,
and where the
award is remitted under sub-paragraph (b) the arbitrator or umpire shall,
unless the order otherwise directs, make his award within three months after
the date of the order.
(3) An
appeal under this Article may be brought by any of the parties to the reference
–
(a) with the consent of all
the other parties to the reference; or
(b) subject to Article 24,
with the leave of the Court.
(4) The
Court shall not grant leave under sub-paragraph (b) of paragraph (3) unless it
considers that, having regard to all the circumstances, the determination of
the question of law concerned could substantially affect the rights of one or
more of the parties to the arbitration agreement; and the Court may make any
leave which it grants conditional upon the applicant complying with such
conditions as it considers appropriate.
(5) Subject
to paragraph (6), if an award is made and, on an application made by any of the
parties to the reference –
(a) with the consent of all
the other parties to the reference; or
(b) subject to Article 24,
with the leave of the Court,
it appears to the
Court that the award does not or does not sufficiently set out the reasons for
the award, the Court may order the arbitrator or umpire concerned to state the
reasons for his award in sufficient detail to enable the Court, should an
appeal be brought under this Article, to consider any question of law arising
out of the award.
(6) In
any case where an award is made without any reason being given, the Court shall
not make an order under paragraph (5) unless it is satisfied –
(a) that before the award
was made one of the parties to the reference gave notice to the arbitrator or
umpire concerned that a reasoned award would be required; or
(b) that there is some
special reason why such a notice was not given.
(7) No
appeal shall lie to the Court of Appeal from a decision of the Court on an
appeal under this Article unless –
(a) the Court or the Court
of Appeal grants leave; and
(b) it is certified by the
Court that the question of law to which its decision relates either is one of
general public importance or is one which for some other special reason should
be considered by the Court of Appeal.
(8) Where
the award of an arbitrator or umpire is varied on appeal, the award as varied
shall have effect (except for the purposes of this Article) as if it were the
award of the arbitrator or umpire.
(9) Any
appeal under the provisions of paragraph (2) shall be made to the Court within
one month from the date of the publication to the parties of the award:
Provided that the
Court may extend the period prescribed under this paragraph for making an
appeal upon application being made to the Court before the expiration of that
period.
ARTICLE 23
Determination of
preliminary point of law by Court
(1) Subject
to paragraph (2) and Article 24, on an application to the Court made by any of
the parties to a reference –
(a) with the consent of an
arbitrator who has entered on the reference or, if an umpire has entered on the
reference, with his consent; or
(b) with the consent of all
the other parties,
the Court shall
have jurisdiction to determine any question of law arising in the course of the
reference.
(2) The
Court shall not entertain an application under sub-paragraph (a) of paragraph
(1) with respect to any question of law unless it is satisfied that –
(a) the determination of
the application might produce substantial savings in costs to the parties; and
(b) the question of law is
one in respect of which leave to appeal would be likely to be granted under
sub-paragraph (b) of paragraph (3) of Article 22.
(3) No
appeal shall lie from such a decision unless –
(a) the Court or the Court
of Appeal grants leave; and
(b) it is certified by the
Court that the question of law to which its decision relates either is one of
general public importance or is one which for some other special reason should
be considered by the Court of Appeal.
ARTICLE 24
Exclusion
agreements affecting rights under Articles 22 and 23
(1) Subject
to the following provisions of this Article –
(a) the Court shall not,
under sub-paragraph (b) of paragraph (3) of Article 22, grant leave to appeal
with respect to a question of law arising out of an award;
(b) the Court shall not,
under sub-paragraph (b) of paragraph (5) of Article 22, grant leave to make an
application with respect to an award; and
(c) no application may be
made under sub-paragraph (a) of paragraph (1) of Article 23 with respect to a
question of law,
if the parties to
the reference in question have entered into an agreement in writing (in this
Article referred to as an “exclusion agreement”) which excludes the
right of appeal under Article 22 in relation to that award or, in a case
falling within sub-paragraph (c), in relation to an award to which the determination
of the question of law is material.
(2) If
the parties to an exclusion agreement subsequently enter into an agreement in
writing to revoke the exclusion agreement, the provisions of paragraph (1)
shall cease to apply to the reference or references in question until such time
as a further exclusion agreement is entered into by the parties.
(3) An
exclusion agreement may be expressed so as to relate to a particular award, to
awards under a particular reference or to any other description of awards,
whether arising out of the same reference or not; and an agreement may be an
exclusion agreement for the purposes of this Article whether it is entered into
before or after the passing of this Law and whether or not it forms part of an
arbitration agreement.
(4) In
any case where –
(a) an arbitration
agreement, other than a domestic arbitration agreement, provides for disputes
between the parties to be referred to arbitration;
(b) a dispute to which the
agreement relates involves the question whether a party has been guilty of
fraud; and
(c) the parties have
entered into an exclusion agreement which is applicable to any award made on
the reference of that dispute,
the Court, except
insofar as the exclusion agreement otherwise provides, shall not exercise its
powers under paragraph (2) of Article 28 in relation to that dispute.
(5) Except
as provided by paragraph (1), Articles 22 and 23 shall have effect
notwithstanding anything in any agreement purporting –
(a) to prohibit or restrict
access to the Court;
(b) to restrict the
jurisdiction of the Court; or
(c) to prohibit or restrict
the making of a reasoned award.
(6) An
exclusion agreement shall be of no effect in relation to an award made on, or a
question of law arising in the course of a reference under, an arbitration
agreement which is a domestic arbitration agreement unless the exclusion
agreement is entered into after the commencement of the arbitration in which
the award is made or, as the case may be, in which the question of law arises.
(7) In
this Article “domestic arbitration agreement” means an arbitration
agreement which does not provide, expressly or by implication, for arbitration
in a jurisdiction other than the Island and to which neither –
(a) an individual who is a
national of, or habitually resident in, any jurisdiction other than the Island;
nor
(b) a body corporate which
is incorporated in, or whose central management and control is exercised in,
any jurisdiction other than the Island,
is a party at the
time the arbitration agreement is entered into.
ARTICLE 25
Interlocutory
orders
(1) If
any party to a reference under an arbitration agreement fails within the time
specified in the order or, if no time is so specified, within a reasonable time
to comply with an order made by the arbitrator or umpire in the course of the
reference, then, on the application of the arbitrator or umpire or of any party
to the reference, the Court may make an order extending the powers of the
arbitrator or umpire as mentioned in paragraph (2).
(2) If
an order is made by the Court under this Article, the arbitrator or umpire
shall have power, to the extent and subject to any conditions specified in that
order, to continue with the reference in default of appearance or of any other
act by one of the parties in like manner as the Court might continue with
proceedings in the Court where a party fails to comply with an order of the
Court or a requirement of rules of court.
(3) The
preceding provisions of this Article shall have effect notwithstanding anything
in any agreement but shall not derogate from any powers conferred on an
arbitrator or umpire, whether by an arbitration agreement or otherwise.
ARTICLE 26
Power to remit
award
(1) In
all cases of reference to arbitration, the Court may from time to time remit
the matters referred, or any of them, to the reconsideration of the arbitrator
or umpire.
(2) Where
an award is remitted, the arbitrator or umpire shall, unless the Court
otherwise directs, make his award within three months after the date of the order
of the Court.
(3) An
application to the Court to remit an award under paragraph (1) may be made at
any time within one month after the award has been made and published to the
parties.
ARTICLE 27
Removal of
arbitrator and setting aside of award
(1) Where
an arbitrator or umpire has misconducted himself or
the proceedings, the Court may remove him.
(2) Where
an arbitrator or umpire has misconducted himself or
the proceedings, or an arbitration or award has been improperly procured, the
Court may set the award aside.
(3) Where
an application is made to set aside an award, the Court may order that any
money made payable by the award shall be paid into court or otherwise secured
pending the determination of the application.
(4) Any
money ordered to be paid into court under paragraph (3) shall be paid to the
Judicial Greffier.
(5) An
application to the Court to set aside an award under paragraph (2) may be made
at any time within one month after the award has been made and published to the
parties.
ARTICLE 28
Power of Court to
give relief where arbitrator is not impartial or dispute involves question of
fraud
(1) Where
an agreement between any parties provides that disputes which may arise in the
future between them shall be referred to an arbitrator named or designated in
the agreement, and after a dispute has arisen any party applies, on the ground
that the arbitrator so named or designated is not or may not be impartial, for
leave to revoke the authority of the arbitrator or for an order to restrain any
other party or the arbitrator from proceeding with the arbitration, it shall
not be a ground for refusing the application that the said party at the time
when he made the agreement knew, or ought to have known, that the arbitrator,
by reason of his relation towards any other party to the agreement or of his
connection with the subject referred, might not be capable of impartiality.
(2) Where
an agreement between any parties provides that disputes which may arise in the
future between them shall be referred to arbitration, and a dispute which so
arises involves the question whether any such party has been guilty of fraud,
the Court shall, so far as may be necessary to enable that question to be
determined by the Court, have power to order that the agreement shall cease to
have effect and power to give leave to revoke the authority of any arbitrator
or umpire appointed by or by virtue of the agreement.
(3) In
any case where, by virtue of this Article, the Court has power to order that an
arbitration agreement shall cease to have effect or to give leave to revoke the
authority of an arbitrator or umpire, the Court may refuse to stay any action
brought in breach of the agreement.
ARTICLE 29
Power of Court
where arbitrator is removed or authority of arbitrator is revoked
(1) Where
an arbitrator (not being a sole arbitrator) or two or more arbitrators (not
being all the arbitrators) or an umpire who has not entered on the reference is
or are removed by the Court, the Court may, on the application of any party to
the arbitration agreement, appoint a person or persons to act as arbitrator or
arbitrators or umpire in place of the person or persons so removed.
(2) Where
the authority of an arbitrator or arbitrators or umpire is revoked by leave of
the Court, or a sole arbitrator or all the arbitrators or an umpire who has
entered on the reference is or are removed by the Court, the Court may, on the
application of any party to the arbitration agreement, either –
(a) appoint a person to act
as sole arbitrator in place of the person or persons removed; or
(b) order that the
arbitration agreement shall cease to have effect with respect to the dispute
referred.
(3) A
person appointed under this Article by the Court as an arbitrator or umpire
shall have the like power to act in the reference, and to make an award, as if
he had been appointed in accordance with the terms of the arbitration
agreement.
(4) Where
it is provided (whether by means of a provision in the arbitration agreement or
otherwise) that an award under an arbitration agreement shall be a prerequisite
to the bringing of an action with respect to any matter to which the agreement
applies, the Court, if it orders (whether under this Article or under any other
enactment) that the agreement shall cease to have effect as regards any
particular dispute, may further order that the provision making an award a
condition precedent to the bringing of an action shall also cease to have
effect as regards that dispute.
ARTICLE 30
Enforcement of
award
An award on an
arbitration agreement may, by leave of the Court on an application made ex parte, be enforced in the same manner as a judgment or
order to the same effect; and, where leave is so granted, the act of court
shall specify the manner of enforcement.
ARTICLE 31
Power of Court to
extend time for commencing arbitration proceedings
Where the terms
of an agreement to refer future disputes to arbitration provide that any claims
to which the agreement applies shall be barred unless notice to appoint an
arbitrator is given or an arbitrator is appointed or some other step to
commence arbitration proceedings is taken within a time fixed by the agreement,
and a dispute arises to which the agreement applies, the Court, if it is of the
opinion that, in the circumstances of the case, undue hardship would otherwise
be caused, and notwithstanding that the time so fixed has expired, may, on such
terms, if any, as the justice of the case may require, but without prejudice to
the provisions of any enactment limiting the time for the commencement of
arbitration proceedings, extend the time for such period as it thinks proper.
ARTICLE 32
Delay in
prosecuting claims
(1) In
every arbitration agreement, unless the contrary be expressly provided therein,
there is an implied term that in the event of a difference arising which is
capable of a settlement by arbitration it shall be the duty of the claimant to
exercise due diligence in the prosecution of his claim.
(2) Where
there has been undue delay by a claimant in instituting or prosecuting his
claim pursuant to an arbitration agreement, then, on the application of the
arbitrator or umpire or of any party to the arbitration proceedings, the Court
may make an order terminating the arbitration proceedings and prohibiting the
claimant from commencing further arbitration proceedings in respect of any
matter which was the subject of the terminated proceedings.
(3) The
Court shall not make an order under paragraph (2) unless it is satisfied that
–
(a) the delay has been
intentional; or
(b) there has been
inordinate and inexcusable delay on the part of the claimant or his advisers
which –
(i) gives
rise to a substantial risk that it is not possible to have a fair trial of the
issues in the arbitration proceedings; or
(ii) is likely to cause or
to have caused serious prejudice to the other party or parties to the
arbitration proceedings or any of them, either as between the other party or
parties and the claimant or between the other party or parties and a third
party or between the other parties themselves.
(4) No
appeal shall lie to the Court of Appeal from a decision of the Court under
paragraph (2) unless the Court or the Court of Appeal grants leave, in which
event the Court of Appeal shall have jurisdiction to consider the appeal.
ARTICLE 33
Terms as to
costs, etc
Any order made
under this Part may be made on such terms as to costs or otherwise as the
authority making the order thinks just.
ARTICLE 34
Prescription of
actions
(1) Subject
to the provisions of this Article, the rules of customary and statutory law relating
to the prescription of actions shall apply to arbitrations as they apply to
civil actions before the Court.
(2) No
rule of customary or statutory law relating to the prescription of actions nor
the provisions of paragraph (3) shall operate to prevent the bringing of an
action to enforce an award on an arbitration agreement where such action is
brought within ten years after the award has been made and published to the
parties.
(3) Subject
to paragraph (2), notwithstanding any term in an arbitration agreement to the
effect that no cause of action shall accrue in respect of any matter required
by the agreement to be referred until an award is made under the agreement, the
cause of action shall, for the purpose of this Article and of any such
enactment as aforesaid, be deemed to have accrued in respect of any such matter
at the time when it would have accrued but for that term in the agreement.
(4) For
the purpose of this Article, an arbitration shall be deemed to be commenced
when one party to the arbitration serves on any other party a notice requiring
him to appoint an arbitrator or to agree to the appointment of an arbitrator,
or, where the arbitration agreement provides that the reference shall be to a
person named or designated in the agreement, requiring him to submit the
dispute to the person so named or designated.
(5) Where
the Court orders that an award be set aside or orders, after the commencement
of an arbitration, that the arbitration shall cease to have effect with respect
to the dispute referred, the period between the commencement of the arbitration
and the date of the order of the Court shall, unless the Court otherwise
orders, be excluded in computing the time prescribed by this Article or any
such rule of customary or statutory law as aforesaid for the commencement of
proceedings (including arbitration) with respect to the dispute referred.
ARTICLE 35
Transitional
– Part II
This Part shall
not affect any arbitration commenced, within the meaning of Article 34, before
the commencement of this Law, but shall apply to an arbitration so commenced
after the commencement of this Law under an agreement made before the
commencement of this Law.
PART III
ENFORCEMENT
OF AWARDS UNDER PROTOCOL AND GENEVA CONVENTION
ARTICLE 36
Awards to which
Part III applies
(1) Subject
to Article 42, this Part applies to any award made –
(a) in pursuance of an
agreement for arbitration to which the Protocol applies;
(b) between persons of whom
one is subject to the jurisdiction of some one of such Powers as Her Majesty
may, by Order in Council, have declared to be parties to the Geneva Convention
and of whom the other is subject to the jurisdiction of some other of the
Powers aforesaid; and
(c) in one of such
territories as Her Majesty may, by Order in Council, have declared to be
territories to which the Geneva Convention applies.
(2) In
this Article the expression “Order in Council” means an Order in
Council which is in force and which –
(a) has been made under
section 35 of the Arbitration Act 1950 (14 Geo. 6 c.27); or
(b) has effect, by virtue
of section 35(3) thereof, as if it had been so made.
ARTICLE 37
Effect of foreign
awards
(1) A
foreign award shall, subject to the provisions of this Part, be enforceable in
the Island either by action or in the same manner as the award of an arbitrator
is enforceable by virtue of Article 30.
(2) Any
foreign award which would be enforceable under this Part shall be treated as
binding for all purposes on the persons as between whom it was made, and may
accordingly be relied on by any of those persons by way of defence,
set off or otherwise in any legal proceedings in the Island, and any references
in this Part to enforcing a foreign award shall be construed as including
references to relying on an award.
ARTICLE 38
Conditions for
enforcement of foreign awards
(1) In
order that a foreign award may be enforceable under this Part, it must have
–
(a) been made in pursuance
of an agreement for arbitration which was valid under the law by which it is
governed;
(b) been made by the tribunal
provided for in the agreement or constituted in manner agreed upon by the
parties;
(c) been made in conformity
with the law governing the arbitration procedure;
(d) become final in the
country in which it was made; and
(e) been in respect of a
matter which may lawfully be referred to arbitration under the law of the
Island,
and the
enforcement thereof must not be contrary to the public policy or the law of the
Island.
(2) Subject
to the provisions of this paragraph, a foreign award shall not be enforceable
under this Part if the Court is satisfied that –
(a) the award has been
annulled in the country in which it was made;
(b) the party against whom
it is sought to enforce the award was not given notice of the arbitration
proceedings in sufficient time to enable him to present his case, or was under
some legal incapacity and was not properly represented; or
(c) the award does not deal
with all the questions referred or contains decisions on matters beyond the
scope of the agreement for arbitration,
but, if the award
does not deal with all the questions referred, the Court may, if it thinks fit,
either postpone the enforcement of the award or order its enforcement subject
to the giving of such security by the person seeking to enforce it as the Court
may think fit.
(3) If
a party seeking to resist the enforcement of a foreign award proves that there
is any ground other than the non-existence of the conditions specified in
sub-paragraphs (a), (b) and (c) of paragraph (1) or the existence of the
conditions specified in sub-paragraphs (b) and (c) of paragraph (2), entitling
him to contest the validity of the award, the Court may, if it thinks fit,
either refuse to enforce the award or adjourn the hearing until after the
expiration of such period as appears to the Court to be reasonably sufficient
to enable that party to take the necessary steps to have the award annulled by
the competent tribunal.
ARTICLE 39
Evidence
(1) The
party seeking to enforce a foreign award must produce –
(a) the original award or a
copy thereof duly authenticated in manner required by the law of the country in
which it was made;
(b) evidence proving that
the award has become final; and
(c) such evidence as may be
necessary to prove that the award is a foreign award and that the conditions
mentioned in sub-paragraphs (a), (b) and (c) of paragraph (1) of Article 38 are
satisfied.
(2) In
any case where any document required to be produced under paragraph (1) is in a
foreign language, it shall be the duty of the party seeking to enforce the
award to produce a translation thereof in the English language certified as
correct by an official or sworn translator or by a diplomatic or consular agent
of the country to which that party belongs, or certified as correct in such
other manner as may be satisfactory to the Court.
ARTICLE 40
Meaning of
“final award”
For the purposes
of this Part, an award shall not be deemed final if any proceedings for the
purpose of contesting the validity of the award are pending in the country in
which it was made.
ARTICLE 41
Saving for other
rights, etc
Nothing in this
Part shall –
(a) prejudice any rights
which any person has of enforcing in the Island any award or of availing
himself of any award to which the Arbitration (International Investment
Disputes) (Jersey) Order 1979 applies;
(b) prejudice any rights
which any person would have had of enforcing in the Island any award or of
availing himself in the Island of any award if this Part had not been enacted;
or
(c) apply to any award made
on an arbitration agreement governed by the law of the Island.
PART IV
ENFORCEMENT
OF AWARDS UNDER NEW YORK CONVENTION
ARTICLE 42
Replacement of
Part III in certain cases
This Part shall
have effect with respect to the enforcement of Convention awards; and where a
Convention award would, but for this Article, be also a foreign award within
the meaning of Part III, that Part shall not apply to it.
ARTICLE 43
Effect of
Convention awards
(1) A
Convention award shall, subject to the following provisions of this Part, be
enforceable in the Island either by action or in the same manner as the award
of an arbitrator is enforceable by virtue of Article 30.
(2) Any
Convention award which would be enforceable under this Part shall be treated as
binding for all purposes on the persons as between whom it was made, and may
accordingly be relied on by any of those persons by way of defence,
set off or otherwise in any legal proceedings in the Island; and any reference
in this Part to enforcing a Convention award shall be construed as including references
to relying on such an award.
ARTICLE 44
Evidence
The party seeking
to enforce a Convention award must produce –
(a) the duly authenticated
original award or a duly certified copy of it;
(b) the original
arbitration agreement or a duly certified copy of it; and
(c) where the award or
agreement is in a foreign language, a translation of it certified by an
official or sworn translator or by a diplomatic or consular agent.
ARTICLE 45
Refusal of
enforcement
(1) Enforcement
of a Convention award shall not be refused except in the cases mentioned in
this Article.
(2) Enforcement
of a Convention award may be refused if the person against whom it is invoked
proves –
(a) that a party to the
arbitration agreement was (under the law applicable to him) under some
incapacity;
(b) that the arbitration
agreement was not valid under the law to which the parties subjected it or,
failing any indication thereon, under the law of the country where the award
was made;
(c) that he was not given
proper notice of the appointment of the arbitrator or of the arbitration
proceedings or was otherwise unable to present his case;
(d) subject to paragraph
(4), that the award deals with a difference not contemplated by, or not falling
within the terms of, the submission to arbitration or contains decisions on
matters beyond the scope of the submission to arbitration;
(e) that the composition of
the arbitral authority or the arbitral procedure was not in accordance with the
agreement of the parties or, failing such agreement, with the law of the
country where the arbitration took place; or
(f) that the award
has not yet become binding on the parties, or has been set aside or suspended
by a competent authority of the country in which, or under the law of which, it
was made.
(3) Enforcement
of a Convention award may also be refused if the award is in respect of a
matter which is not capable of settlement by arbitration, or if it would be
contrary to public policy to enforce the award.
(4) A
Convention award which contains decisions on matters not submitted to
arbitration may be enforced to the extent that it contains decisions on matters
submitted to arbitration which can be separated from those on matters not so
submitted.
(5) Where
an application for the setting aside or suspension of a Convention award has
been made to such a competent authority as is mentioned in sub-paragraph (f) of
paragraph (2), the Court may, if it thinks fit, adjourn the proceedings and
may, on the application of the party seeking to enforce the award, order the
other party to give security.
ARTICLE 46
Saving
Nothing in this
Part shall prejudice any right to enforce or rely on an award otherwise than
under this Part or Part III.
PART V
SUPPLEMENTARY
ARTICLE 47
Rules of court
The power of the
Court to make rules of court under Article 11 of the Royal Court (Jersey) Law
1948 shall include power, from time to
time, to make rules dealing generally with all matters of procedure and
incidental matters arising under this Law.
ARTICLE 48
Service of
notices
Any notice or
other document required or authorised by or under
this Law to be given to or served on any person shall be validly given or
served if served in a manner provided –
(a) by the arbitration
agreement;
(b) by the Royal Court
Rules 1992; or
(c) in respect of the
service within the Island of process in a civil or commercial matter, by the
Service of Process and Taking of Evidence (Jersey) Law 1960.
ARTICLE 49
Transitional
provisions
Any proceedings
under –
(a) the Loi
(1926) rendant applicable à
cette Ile l’Acte de Parlement intitulé “Arbitration Clauses (Protocol) Act
1924”; or
(b) the Loi
(1931) rendant applicable à
cette Ile l’Acte de Parlement intitulé “Arbitration (Foreign Awards) Act
1930”,
which have not
been completed on the coming into force of this Law may be carried on and
completed under Part III as if they had been instituted thereunder.
ARTICLE 50
Repeals
The Laws set out
in the Fourth Schedule are hereby repealed.
ARTICLE 51
Short title and
commencement
(1) This
Law may be cited as the Arbitration (Jersey) Law 1998.
(2) This
Law shall come into force on such day or days as the States may by Act appoint
and different days may be appointed for different purposes or different
provisions of the Law.
C.M. NEWCOMBE
Deputy Greffier of the States.
FIRST SCHEDULE
(Article 1(1))
Protocol on
Arbitration Clauses signed on behalf of His Majesty at a Meeting of the
Assembly of the League of Nations held on 24th September 1923
The undersigned,
being duly authorised, declare that they accept, on
behalf of the countries which they represent, the following provisions: -
1. Each
of the Contracting States recognises the validity of
an agreement whether relating to existing or future differences between
parties, subject respectively to the jurisdiction of different Contracting
States by which the parties to a contract agree to submit to arbitration all or
any differences that may arise in connection with such contract relating to
commercial matters or to any other matter capable of settlement by arbitration,
whether or not the arbitration is to take place in a country to whose
jurisdiction none of the parties is subject.
Each Contracting
State reserves the right to limit the obligation mentioned above to contracts
which are considered as commercial under its national law. Any Contracting
State which avails itself of this right will notify the Secretary-General of
the League of Nations, in order that the other Contracting States may be so
informed.
2. The
arbitral procedure, including the constitution of the arbitral tribunal, shall
be governed by the will of the parties and by the law of the country in whose
territory the arbitration takes place.
The Contracting
States agree to facilitate all steps in the procedure which require to be taken
in their own territories, in accordance with the provisions of their law
governing arbitral procedure applicable to existing differences.
3. Each
Contracting State undertakes to ensure the execution by its authorities and in
accordance with the provisions of its national laws of arbitral awards made in
its own territory under the preceding articles.
4. The
tribunals of the Contracting Parties, on being seized of a dispute regarding a
contract made between persons to whom Article 1 applies and including an
arbitration agreement whether referring to present or future differences which
is valid in virtue of the said article and capable of being carried into
effect, shall refer the parties on the application of either of them to the
decision of the arbitrators.
Such reference
shall not prejudice the competence of the judicial tribunals in case the
agreement or the arbitration cannot proceed or become inoperative.
5. The
present Protocol, which shall remain open for signature by all States, shall be
ratified. The ratifications shall be deposited as soon as possible with the
Secretary-General of the League of Nations, who shall notify such deposit to
all the signatory States.
6. The
present Protocol shall come into force as soon as two ratifications have been
deposited. Thereafter it will take effect, in the case of each Contracting
State, one month after the notification by the Secretary-General of the deposit
of its ratification.
7. The
present Protocol may be denounced by any Contracting State on giving one
year’s notice. Denunciation shall be effected by a notification addressed
to the Secretary-General of the League, who will immediately transmit copies of
such notifications to all the other signatory States and inform them of the
date of which it was received. The denunciations shall take effect one year
after the date on which it was notified to the Secretary-General, and shall
operate only in respect of the notifying State.
8. The
Contracting States may declare that their acceptance of the present Protocol
does not include any or all of the undermentioned
territories: that is to say, their colonies, overseas possessions or
territories, protectorates or the territories over which they exercise a
mandate.
The said States
may subsequently adhere separately on behalf of any territory thus excluded.
The Secretary-General of the League of Nations shall be informed as soon as
possible of such adhesions. He shall notify such adhesions to all signatory
States. They will take effect one month after the notification by the
Secretary-General to all signatory States.
The Contracting
States may also denounce the Protocol separately on behalf of any of the
territories referred to above. Article 7 applies to such denunciation.
SECOND SCHEDULE
(Article 1(1))
Convention on
the Execution of Foreign Arbitral Awards signed at Geneva on behalf of His
Majesty on 26th September 1927
ARTICLE 1
In the
territories of any High Contracting Party to which the present Convention
applies, an arbitral award made in pursuance of an agreement, whether relating
to existing or future differences (hereinafter called “a submission to
arbitration”) covered by the Protocol on Arbitration Clauses, opened at
Geneva on September 24 1923 shall be recognised as
binding and shall be enforced in accordance with the rules of the procedure of
the territory where the award is relied upon, provided that the said award has
been made in a territory of one of the High Contracting Parties to which the
present Convention applies and between persons who are subject to the
jurisdiction of one of the High Contracting Parties.
To obtain such
recognition or enforcement, it shall, further, be necessary:–
(a) That the award has been
made in pursuance of a submission to arbitration which is valid under the law
applicable thereto;
(b) That the subject-matter
of the award is capable of settlement by arbitration under the law of the
country in which the award is sought to be relied upon;
(c) That the award has been
made by the Arbitral Tribunal provided for in the submission to arbitration or
constituted in the manner agreed upon by the parties and in conformity with the
law governing the arbitration procedure;
(d) That the award has
become final in the country in which it has been made, in the sense that it
will not be considered as such if it is open to opposition, appel
or pourvoi en cassation (in the countries where such
forms of procedure exist) or if it is proved that any proceedings for the
purpose of contesting the validity of the award are pending;
(e) That the recognition or
enforcement of the award is not contrary to the public policy or to the
principles of the law of the country in which it is sought to be relied upon.
ARTICLE 2
Even if the
conditions laid down in Article 1 hereof are fulfilled, recognition and
enforcement of the award shall be refused if the Court is satisfied: -
(a) That the award has been
annulled in the country in which it was made;
(b) That the party against
whom it is sought to use the award was not given notice of the arbitration
proceedings in sufficient time to enable him to present his case; or that,
being under a legal incapacity, he was not properly represented;
(c) That the award does not
deal with the differences contemplated by or falling within the terms of the
submission to arbitration or that it contains decisions on matters beyond the
scope of the submission to arbitration.
If the award has
not covered all the questions submitted to the arbitral tribunal, the competent
authority of the country where recognition or enforcement of the award is
sought can, if it thinks fit, postpone such recognition or enforcement or grant
it subject to such guarantee as that authority may decide.
ARTICLE 3
If the party
against whom the award has been made proves that, under the law governing the
arbitration procedure, there is a ground, other than the grounds referred to in
Article 1(a) and (c), and Article 2(b) and (c), entitling him to contest the
validity of the award in a Court of Law, the Court may, if it thinks fit,
either refuse recognition or enforcement of the award or adjourn the
consideration thereof, giving such party a reasonable time within which to have
the award annulled by the competent tribunal.
ARTICLE 4
The party relying
upon an award or claiming its enforcement must supply, in particular: -
(1) The
original award or a copy thereof duly authenticated, according to the
requirements of the law of the country in which it was made;
(2) Documentary
or other evidence to prove that the award has become final, in the sense
defined in Article 1(d), in the country in which it was made;
(3) When
necessary, documentary or other evidence to prove that the conditions laid down
in Article 1, paragraph 1 and paragraph 2(a) and (c), have been fulfilled.
A translation of
the award and of the other documents mentioned in this Article into the
official language of the country where the award is sought to be relied upon
may be demanded. Such translation must be certified correct by a diplomatic or
consular agent of the country to which the party who seeks to rely upon the
award belongs or by a sworn translator of the country where the award is sought
to be relied upon.
ARTICLE 5
The provisions of
the above Articles shall not deprive any interested party of the right of
availing himself of an arbitral award in the manner and to the extent allowed
by the law or the treaties of the country where such award is sought to be
relied upon.
ARTICLE 6
The present
Convention applies only to arbitral awards made after the coming into force of
the Protocol on Arbitration Clauses, opened at Geneva on September 24th 1923.
ARTICLE 7
The present
Convention, which will remain open to the signature of all the signatories of
the Protocol of 1923 on Arbitration Clauses, shall be ratified.
It may be
ratified only on behalf of those Members of the League of Nations and
non-Member States on whose behalf the Protocol of 1923 shall have been
ratified.
Ratifications
shall be deposited as soon as possible with the Secretary-General of the League
of Nations, who will notify such deposit to all the signatories.
ARTICLE 8
The present
Convention shall come into force three months after it shall have been ratified
on behalf of two High Contracting Parties. Thereafter, it shall take effect, in
the case of each High Contracting Party, three months after the deposit of the ratification
on its behalf with the Secretary-General of the League of Nations.
ARTICLE 9
The present
Convention may be denounced on behalf of any Member of the League or non-Member
State. Denunciation shall be notified in writing to the Secretary-General of
the League of Nations, who will immediately send a copy thereof, certified to
be in conformity with the notification, to all the other Contracting Parties,
at the same time informing them of the date on which he received it.
The denunciation
shall come into force only in respect of the High Contracting Party which shall
have notified it and one year after such notification shall have reached the
Secretary-General of the League of Nations.
The denunciation
of the Protocol on Arbitration Clauses shall entail ipso facto, the
denunciation of the present Convention.
ARTICLE 10
The present
Convention does not apply to the Colonies, Protectorates or territories under
suzerainty or mandate of any High Contracting Party unless they are specially
mentioned.
The application
of this Convention to one or more of such Colonies, Protectorates or
territories to which the Protocol on Arbitration Clauses, opened at Geneva on
September 24th 1923, applies, can be effected at any time by means of a
declaration addressed to the Secretary-General of the League of Nations by one
of the High Contracting Parties.
Such declaration
shall take effect three months after the deposit thereof.
The High
Contracting Parties can at any time denounce the Convention for all or any of
the Colonies, Protectorates or territories referred to above. Article 9 hereof
applies to such denunciation.
ARTICLE 11
A certified copy
of the present Convention shall be transmitted by the Secretary-General of the
League of Nations to every Member of the League of Nations and to every
non-Member State which signs the same.
THIRD SCHEDULE
(Article 1(1))
Convention on
the Recognition and Enforcement of Foreign Arbitral Awards Done at New York on
10th June 1958
ARTICLE I
1. This
Convention shall apply to the recognition and enforcement of arbitral awards
made in the territory of a State other than the State where the recognition and
enforcement of such awards are sought, and arising out of differences between
persons, whether physical or legal. It shall also apply to arbitral awards not
considered as domestic awards in the State where their recognition and
enforcement are sought.
2. The
term “arbitral awards” shall include not only awards made by
arbitrators appointed for each case but also those made by permanent arbitral
bodies to which the parties have submitted.
3. When
signing, ratifying or acceding to this Convention, or notifying extension under
Article X hereof, any State may on the basis of reciprocity declare that it
will apply the Convention to the recognition and enforcement of awards made
only in the territory of another Contracting State. It may also declare that it
will apply the Convention only to differences arising out of legal
relationships, whether contractual or not, which are considered as commercial
under the national law of the State making such declaration.
ARTICLE II
1. Each
Contracting State shall recognise an agreement in
writing under which the parties undertake to submit to arbitration all or any
differences which have arisen or which may arise between them in respect of a
defined legal relationship, whether contractual or not, concerning a subject
matter capable of settlement by arbitration.
2. The
term “agreement in writing” shall include an arbitral clause in a
contract or an arbitration agreement, signed by the parties or contained in an
exchange of letters or telegrams.
3. The
court of a Contracting State, when seized of an action in a matter in respect
of which the parties made an agreement within the meaning of this Article, at
the request of one of the parties, refer the parties to arbitration unless it
finds that the said agreement is null and void, inoperative or incapable of
being performed.
ARTICLE III
Each Contracting
State shall recognise arbitral awards as binding and
enforce them in accordance with the rules of procedure of the territory where
the award is relied upon, under the conditions laid down in the following
Articles. There shall not be imposed substantially more onerous conditions or
higher fees or charges on the recognition or enforcement of arbitral awards to
which this Convention applies than are imposed on the recognition or
enforcement of domestic arbitral awards.
ARTICLE IV
1. To
obtain the recognition and enforcement mentioned in the preceding Article, the
party applying for recognition and enforcement shall, at the time of the
application, supply –
(a) the duly authenticated
original award or a duly certified copy thereof;
(b) the original agreement
referred to in Article II or a duly certified copy thereof.
2. If
the said award or agreement is not made in an official language of the country
in which the award is relied upon, the party applying for recognition and
enforcement of the award shall produce a translation of these documents into
such language. The translation shall be certified by an official or sworn
translator or by a diplomatic or consular agent.
ARTICLE V
1. Recognition
and enforcement of the award may be refused, at the request of the party
against whom it is invoked, only if that party furnishes to the competent
authority where the recognition and enforcement is sought, proof that –
(a) the parties to the
agreement referred to in Article II were, under the law applicable to them,
under some incapacity, or the said agreement is not valid under the law to
which the parties have subjected it or, failing any indication thereon, under
the law of the country where the award was made; or
(b) the party against whom
the award is invoked was not given proper notice of the appointment of the
arbitrator or of the arbitration proceedings or was otherwise unable to present
his case; or
(c) the award deals with a
difference not contemplated by or not falling within the terms of the
submission to arbitration, or it contains decisions on matters beyond the scope
of the submission to arbitration, provided that, if the decisions on matters
submitted to arbitration can be separated from those not so submitted, that
part of the award which contains decisions on matters submitted to arbitration
may be recognised and enforced; or
(d) the composition of the
arbitral authority or the arbitral procedure was not in accordance with the
agreement of the parties, or, failing such agreement, was not in accordance
with the law of the country where the arbitration took place; or
(e) the award has not yet
become binding on the parties, or has been set aside or suspended by a
competent authority of the country in which or under the law of which, that
award was made.
2. Recognition
and enforcement of an arbitral award may also be refused if the competent
authority in the country where recognition and enforcement is sought finds that
–
(a) the subject matter of
the difference is not capable of settlement by arbitration under the law of
that country; or
(b) the recognition or
enforcement of the award would be contrary to the public policy of that
country.
ARTICLE VI
If an application
for the setting aside or suspension of the award has been made to a competent
authority referred to in Article V(1)(e), the authority before which the award
is sought to be relied upon may, if it considers it proper, adjourn the
decision on the enforcement of the award and may also, on the application of
the party claiming enforcement of the award, order the other party to give
suitable security.
ARTICLE VII
1. The
provisions of the present Convention shall not affect the validity of
multilateral or bilateral agreements concerning the recognition and enforcement
of arbitral awards entered into by the Contracting States nor deprive any
interested party of any right he may have to avail himself of an arbitral award
in the manner and to the extent allowed by the law or the treaties of the
country where such award is sought to be relied upon.
2. The
Geneva Protocol on Arbitration Clauses of 1923 and the Geneva Convention on the
Execution of Foreign Arbitral Awards of 1927 shall cease to have effect between
Contracting States on their becoming bound and to the extent that they become
bound, by this Convention.
ARTICLE VIII
1. This
Convention shall be open until 31 December, 1958 for signature on behalf of any
Member of the United Nations and also on behalf of any other State which it is
or hereafter becomes a member of any specialised
agency of the United Nations, or which is or hereafter becomes a party to the
Statute of the International Court of Justice, or any other State to which an
invitation has been addressed by the General Assembly of the United Nations.
2. This
Convention shall be ratified and the instrument of ratification shall be
deposited with the Secretary-General of the United Nations.
ARTICLE IX
1. This
Convention shall be open for accession to all States referred to in Article
VIII.
2. Accession
shall be effected by the deposit of an instrument of accession with the
Secretary-General of the United Nations.
ARTICLE X
1. Any
State may, at the time of signature, ratification or accession, declare that
this Convention shall extend to all or any of the territories for the
international relations of which it is responsible. Such a declaration shall
take effect when the Convention enters into force for the State concerned.
2. At
any time thereafter any such extension shall be made by notification addressed
to the Secretary-General of the United Nations and shall take effect as from
the ninetieth day after the day of receipt by the Secretary-General of the
United Nations of this notification, or as from the date of entry into force of
the Convention for the Slate concerned, whichever is the later.
3. With
respect to those territories to which this Convention is not extended at the
time of signature, ratification or accession, each State concerned shall
consider the possibility of taking the necessary steps in order to extend the
application of this Convention to such territories, subject, where necessary
for constitutional reasons, to the consent of the Governments of such
territories.
ARTICLE XI
In the case of a
federal or non-unitary State, the following provisions shall apply –
(a) with respect to those
Articles of this Convention that come within the legislative jurisdiction of
the federal authority, the obligations of the federal Government shall to this
extent be the same as those of Contracting States which are not federal States;
(b) with respect to those
Articles of this Convention that come within the legislative jurisdiction of
constituent states or provinces which are not, under the constitutional system
of the federation, bound to take legislative action, the federal Government
shall bring such Articles with a favourable
recommendation to the notice of the appropriate authorities of constituent
states or provinces at the earliest possible moment;
(c) a federal State Party
to this Convention shall, at the request of any other Contracting State
transmitted through the Secretary-General of the United Nations, supply a
statement of the law and practice of the federation and its constituent units
in regard to any particular provision of this Convention, showing the extent to
which effect has been given to that provision by legislative or other action.
ARTICLE XII
1. This
Convention shall come into force on the ninetieth day following the date of the
third instrument of ratification or accession.
2. For
each State ratifying or acceding to this Convention after the deposit of the
third instrument of ratification or accession, this Convention shall enter into
force on the ninetieth day after deposit by such State of its instrument of
ratification or accession.
ARTICLE XIII
1. Any
Contracting State may denounce this Convention by a written notification to the
Secretary-General of the United Nations. Denunciation shall take effect one
year after the date of receipt of the notification by the Secretary-General.
2. Any
State which has made a declaration or notification under Article X may, at any
time thereafter, by notification to the Secretary-General of the United
Nations, declare that this Convention shall cease to extend to the territory
concerned one year after the date of the receipt of the notification by the
Secretary-General.
3. This
Convention shall continue to be applicable to arbitral awards in respect of
which recognition or enforcement proceedings have been instituted before the
denunciation takes effect.
ARTICLE XIV
A Contracting
State shall not be entitled to avail itself of the present Convention against
other Contracting States except to the extent that it is itself bound to apply
the Convention.
ARTICLE XV
The
Secretary-General of the United Nations shall notify the Slates contemplated in
Article VIII of the following –
(a) signatures and
ratifications in accordance with Article VIII;
(b) accessions in
accordance with Article IX;
(c) declarations and
notifications under Articles I, X and XI;
(d) the date upon which
this Convention enters into force in accordance with Article XII;
(e) denunciations and
notifications in accordance with Article XIII.
ARTICLE XVI
1. This
Convention of which the Chinese, English, French, Russian and Spanish texts
shall be equally authentic, shall be deposited in the archives of the United
Nations.
2. The
Secretary-General of the United Nations shall transmit a certified copy of this
Convention to the States contemplated in Article VIII.
FOURTH SCHEDULE
(Article 50)
Enactments
repealed
1. Loi (1926) rendant applicable à cette Ile l’Acte de Parlement intitulé
“Arbitration Clauses (Protocol) Act 1924.”
2. Loi (1931) rendant applicable à cette Ile l’Acte de Parlement intitulé
“Arbitration (Foreign Awards) Act 1930.”