Jersey & Guernsey Law Review – June 2009
Judicial review in England and Wales: the
state of the art revisited
Michael Beloff, QC
Introduction
1 In 2003 I wrote an article for this journal
entitled “Judicial Review in England and Wales—The
State of the Art”.[1] My present
purpose is to update my survey. The pace of change in public law is swifter
than that in private law; it is, after all, a more recent creation. Judicial
review presents a continually moving target, and it would be uncharacteristic
if, over a period of more than half a decade, there had not been developments
of importance of which the educated practitioner should be aware. And this
applies no less to the practitioner in the Bailiwicks than in England and Wales.[2]
The Jersey scene
2 In 1997, Sir Louis Blom-Cooper
QC, a former judge of the Courts of Appeal of the Channel Islands, together
with Charles Blake, wrote a case comment in Public
Law entitled “Judicial Review
in Jersey”[3] on the
planning case of Lesquende Ltd v Planning & Environment Cttee,[4] in the
Inferior Number of the Royal Court, which heralded the apparent introduction of
this global phenomenon into the Jersey legal system. I delivered to the leading
judgment in the Court of Appeal[5] and
confirmed the authors’ prophetic analysis, saying—
“For our
part, we endorse the existence of the remedy by way of judicial review in Jersey. The inherent jurisdiction of the courts to
control excess or abuse of power by executive bodies seems to us
to be intrinsic to the very judicial process and vital to the rule of law. To
confer upon an administrative authority limited powers only, but to provide no
means for confining them within those limits, would be paradoxical. There is
nothing in the traditions of Norman French law, as developed in Jersey, which appears incompatible and much appears
consistent with our conclusion. It would in principle be regrettable to deny to
a citizen of Jersey a form of relief available
to citizens in other parts of Her Majesty’s dominions.
Precedent points
in the same direction as principle. In Le
Gros v Housing Cttee Le
Masurier, also in the context of a challenge to the
decision of the Board of Arbitrators under the 1961 Law. Le Masurier,
Bailiff stated—
‘The
first issue raised before us was whether the Court has a power to interfere
with an arbitration award and, in our opinion, it undoubtedly has such a power
if, for example, the arbitrators exceed their authority, are wrong in law, deny
the parties justice, and reach a conclusion devoid of reason. In all such cases,
the Court has an inherent jurisdiction to have put right that which is wrong.
What the Court cannot do is to interfere with an award which has been regularly
made. A power of discretion properly exercised by a person or body having the
legal authority to exercise it is generally unassailable’.[6]
The case was
remitted by the court to the Board with the direction as to the approach which
it should adopt in relation to valuation.
In the present
case the Royal Court
approved Le Gros
and noted that the Bailiff’s description of the supervisory jurisdiction
of the Royal Court
was supported by earlier authority (Le Masurier v Natural Beauties Cttee[7] and Scott v Island Dev Cttee.[8] Further,
as the Royal Court
noted, Le Gros
had never been challenged in a series of judicial review decisions which
followed.
We also note
that, on at least one previous occasion, in Housing
Cttee v Phantesie Invs Ltd,[9] no issue
was raised before this court as to the availability of the supervisory
jurisdiction.
The
fact that the procedural machinery in Jersey
is not developed to the extent that it is in England and Wales is no
argument against the existence of the remedy, although an obstacle to its
efficient exercise. We are pleased to note that work is in progress to
introduce in the Island a specific regulatory regime for the remedy (see Idocare Properties Ltd v Planning & Environment
Cttee,[10]
and Lewis op. cit.[11]).”
3 That work there in progress to which I
referred has now been completed by the adoption of specific rules for applications
for judicial review in civil proceedings in Part 16 of the Royal Court Rules
2000, modelled on the English Civil Procedure Rules 54. This then aligns the
adjectival law of Jersey with that of England and Wales in the
area of the supervisory jurisdiction of administrative action. There is
overlap, if not identity.[12]
4 It should be noted that in pursuing this
route, a choice was being made between two rival judicial opinions of the
merits of judicial review. In States
Greffier v Les Pas Holdings Ltd,[13]
Southwell JA said, at 206—
“The equivalent of what in
England
would be called judicial review applications and orders have been made in Jersey for many years. I do not entirely share the
enthusiasm of some members of this court, expressed in earlier cases, for the
introduction in Jersey of a special body of rules dealing with judicial review
applications, for, inter alia, these
reasons: (a) the existence of a separate body of rules in England has on
occasions caused serious injustice, when an applicant followed a path under the
rules which was later held to have been a wrong path at a time when it was too
late for him to embark on the right path. There is a large number of House of
Lords and English Court of Appeal decisions concerning cases which straddle or
appear to straddle the divide between judicial review and other applications.
Even if injustice does not result, there is a risk in England of excessive
costs and time being spent; (b) the procedure in Jersey by an ordinary
representation or order of justice gives greater flexibility to the litigants
and the courts in dealing with the almost infinite variety of ‘judicial
review’ applications which may come before the courts.
In
Jersey, there is not a single procedure by
which judicial review applications must be conducted and, in my judgment, there
is no need to have only one single procedure. In some cases it will be
appropriate to order pleadings and discovery as in an ordinary action. In other
cases affidavits and skeleton arguments will suffice. In yet other cases there
will be no need even for affidavits, and only skeleton arguments will be
necessary. Jersey jurisprudence is able to
provide complete flexibility in dealing with different judicial review
applications and, in my judgment, this is most desirable.
There is in Jersey no formal requirement to obtain leave to proceed
by way of judicial review application. But the flexibility of the Jersey procedure enables the Royal Court to bring to an early end a
judicial review application which has been too long delayed or which is
misconceived. I emphasise the importance of ensuring that judicial review
applications which are, having regard to the particular circumstances, too long
delayed, are dismissed at an early stage, rather than allowed to proceed to a
full hearing. Administrative decision or actions may involve immediate effects
and delay in brining a judicial review application may stultify the
administrative process.
The courts of Jersey have ample power to order discovery, when and
where appropriate, in judicial review applications. But as a matter of common
sense, such orders for discovery are likely to be rare and when ordered,
related to limited and specific classes of documents or to individual
documents. Except in the rarest cases there will be no room in judicial review
applications for the kind of broad discovery available in ordinary actions.
Furthermore, there will be no place for any discovery order except when (a) a
clear prima facie case of error by
the administrative body has been made out; and (b) the document or documents
are necessary to enable to clear the prima
facie case to be fully established. What I have said about discovery
applies with equal or perhaps greater force to interrogatories. [14]”
5 Judicial review was first recognised in Guernsey in 1998.
Overview
6 But while judicial review is in strict
parlance a set of procedures, embracing in England and Wales (as in Jersey) the
means of obtaining orders to prevent or quash unlawful activity by public
authorities, to compel them to do their duty, and to give appropriate
declaratory relief about the reach of their powers,[15]
more generally it applies to the principles upon which such relief can be
sought and it is those which I wish initially to address.
7 The conventional trilogy of illegality,
irrationality and procedural impropriety still hold sway and the case law
demonstrates application of tried principle to new
circumstance—variations on a theme rather than a change in the theme itself:
Lord Diplock’s proposed adjunct to the
quartet—proportionality[16]—has
certainly influenced the courts where there is either a human rights element or
a European Community element but in R (Abcifer) v Defence Secy[17] the Court
of Appeal decided that it was for the House of Lords alone to cross the final
frontier and substitute proportionality in all cases for irrationality.
8 Dyson LJ said, at para 34—
“It seems to us that the
case for this is indeed a strong one. As Lord Slynn
points out, trying to keep the Wednesbury principle
and proportionality in separate compartments is unnecessary and confusing. The
criteria of proportionality are more precise and sophisticated: see Lord Steyn in the Daly
case, at 547–48, para 27. It is true that sometimes proportionality may
require the reviewing court to assess for itself the balance that has been
struck by the decision-maker, and that may produce a different result from one
that would be arrived at on an application of the Wednesbury
test. But the strictness of the Wednesbury test has
been relaxed in recent years even in areas which have nothing to do with
fundamental rights: see the discussion in Craig, Administrative Law, 4th ed (1999), pp 582–84. The Wednesbury test is closer to proportionality and in some
cases it is not possible to see any daylight between the two tests: see Lord
Hoffmann’s Third John Maurice Kelly Memorial Lecture 1996 ‘A Sense of Proportionality’, at p
13. Although we did not hear argument on the point, we have
difficulty in seeing what justification there now is for retaining the Wednesbury test.
But we consider that it is not
for this court to perform its burial rites. The continuing existence of the Wednesbury test has been acknowledged by the House of Lords
on more than one occasion.”
9 It must, however, be appreciated that one
judge’s lack of proportionality is another judge’s irrationality,
and coupled with the ever-increasing activism of the contemporary English
judiciary, the notion that to have a decision successfully challenged for
irrationality a public authority has to have lapsed into eccentricity, even
insanity, is anachronistic.[18]
10 But one new principle which has certainly
added to the weaponry of the claimant is mistake of fact. The context
was—as is not infrequent in judicial review in England and Wales—an
immigration one, a refusal of an application for asylum.[19]
11 Carnwath LJ said,
at para 66—
“In our view, the time has
now come to accept that a mistake of fact giving rise to unfairness is a
separate head of challenge in an appeal on a point of law, at least in those
statutory contexts where the parties share an interest in co-operating to
achieve the correct result. Asylum law is undoubtedly such an area. Without
seeking to lay down a precise code, the ordinary requirements for a finding of
unfairness are apparent from the above analysis of the Criminal Injuries Compensation Board case. First, there must have
been a mistake as to an existing fact, including a mistake as to the
availability of evidence on a particular matter. Secondly, the fact or evidence
must have been ‘established’, in the sense that it was
uncontentious and objectively verifiable. Thirdly, the appellant (or his
advisers) must not have been responsible for the mistake. Fourthly, the mistake
must have played a material (not necessarily decisive) part in the
tribunal’s reasoning.”
12 The utility of describing mistake of fact as
an aspect of unfairness is not immediately apparent. In one sense any decision
vitiated by a public law flaw is unfair to the victim of it: and unfairness is
better confined to forms of recognised procedural impropriety: indeed Lord Slynn distinguished the two concepts in the case referred
to in the passage quoted.[20]
But the four criteria identified in Carnwath
LJ’s judgment sufficiently identify when the new ground is engaged
without fairness being referred to: and are as appropriate in judicial review
as in the E case, which was itself
about statutory appeal.[21]
Illegality
13 Illegality as a principle elementarily
required no development: the law may change, but the concept of breach of it
does not. However in R (Raissi) v Home Secy[22]
(concerning a compensation scheme for persons detained in custody following
wrongful conviction or charge) the Court of Appeal resolved a division of view, touching upon
illegality, as to whether a policy statement or guidance should be interpreted objectively (if purposively) or whether
its author could rely upon his interpretation as long as it fell within a band
of reasonable responses, in favour of the former.
14 Sir Anthony Clarke MR noted, in reaching that
conclusion, at paras 122–24—
“The issue of what is the
proper test to be applied in interpreting ministerial policy statements has
been considered in a very large number of cases: see Fordham, Judicial Review Handbook, 4th ed (2004),
para 29.5.10, entitled ‘Meaning of policy guidance: whether a hard-edged
question’. The cases cited show a range of different approaches. For
example, Mr Fordham quotes Sir Thomas Bingham MR in R v Director of Rail Passenger Rail Franchising, ex p Save our Railways:[23]
‘The Court ... cannot, in case of dispute, abdicate its responsibility to
give the document its proper meaning. It means what it means, not what anyone
... would like it to mean.’
…
We have some difficulty with the
reasonable meaning approach. One presumes that, if the minister has applied a
meaning to some part of the policy, then the minister, without announcing any
change in the policy, could not in a later case adopt another meaning, arguing
that both meanings are reasonable and it is up to him or her to choose which
meaning to use in any particular case. If that is right, then the reasonable
meaning approach would only benefit the minister when
interpreting the meaning of a particular part of the policy for the first
time.”
Procedural impropriety
15 The basic rules of natural justice or
fairness remain unaltered: there is a flexible standard as to the opportunity
to know the case against one, and to make representations to the decision-maker
where one’s rights or interests are affected by a public law
decision-maker.[24] There is
a right to have a decision taken by a decision-maker who is not only impartial
and independent, but seen to be so.[25]
16 There has, however, been a development in the
concept of legitimate expectation which has both substantive[26] and
procedural dimensions. The latest statement on the latter is of Laws LJ in R (Bhatt Murphy) v Home Secy,[27] to the effect that a claimant who has
enjoyed a benefit or advantage which is then withdrawn, may not have a
substantive expectation that the benefit or advantage will continue, but will
have an expectation of a procedural right:
“the right to make
representations in response to the decision which is identical to the right
afforded in the paradigm case of procedural legitimate expectation, where there
has been a promise or practice by which such an opportunity has been
afforded”.
17 The addition of an obligation to provide a
reason as an adjunct to fairness (albeit not, as yet, divorced from it so as to
enjoy an indignant identity) is well established. A succinct summary can be
found in the speech of Lord Simon Brown in South
Bucks DC v Porter No 1—[28]
“The
reasons for a decision must be intelligible and they must be adequate. They
must enable the reader to understand why the matter was decided as it was, and
what conclusions were reached on the ‘principal important controversial
issues’ disclosing how any issue of law or fact was
resolved. Reasons can be briefly stated, the degree of particularity required
depending entirely on the notion of the issues falling for decision”.
Although articulated in a planning context, the analysis
can be, in my view, more broadly applied.
18 Outside the common law area the main engine
of change has been the coming into effect of the Human Rights Act 1988
(“HRA”). In the All England
Reports Annual Review 2004, in the chapter entitled “Administrative
Law”, Professor Keith Davies commented—“No leading case is
complete nowadays without an advocate summoning up the Human Rights Act”
(para 4.48).[29] The
situations in which it has been applied are of course various; immigration, in
particular asylum;[30] the
procedures of local authorities dealing with children cases;[31] freedom
of expression;[32] freedom
of association;[33] housing;[34] welfare;[35] education;[36] planning;[37] inquests;[38] prisoner
rights[39]—the
very stuff of conventional public law.
19 But it has been deployed in yet more unusual
areas not least because of its controversial extra-territorial effect, so that,
for example, the treatment of detainees in Iraq,[40] or the
detention,[41] or
deportation of persons seen as threats to national security to their country of
origin, or even (albeit unsuccessfully) the need to set up an inquiry into the
legality of the decision to go to war in Iraq.[42]
20 The courts have had to grapple with the
extent to which Strasbourg
jurisprudence must be taken into account. The established approach is that the
principles laid down in Strasbourg
are to be followed no less, but also no more. It is recognised in short that, even
allowing for the margin of appreciation accorded to member states, the
Convention is an international instrument which should receive a uniform
interpretation in member states. Lord Bingham has said—
“the duty of national
courts is to keep place with the Strasbourg
jurisprudence as it evolves overtime: no more, but certainly no less”,[43]
to which, in a later case, Lord Simon Brown added,
“no less, but certainly no more”.[44]
21 The courts, drawn ineluctably into the
political arena, have recognised that they cannot abstain from making a
judgment merely because such judgment may have political consequences,
noting—
“while any decision made
by a representative democratic body must of course command respect, the degree
of respect will be conditioned by the nature of the decision”.[45]
22 The most interesting sign post to the future
was the suggestion by several members of the House of Lords in the challenge to
the hunting ban that it was possible to envisage circumstances where primary
legislation would be disapplied, even in the absence
of paramount inconsistent community law (or where inconsistency with convention
law required a declaration of incompatibility).[46]
The thesis was that since sovereignty of Parliament was a concept founded on
judicial recognition, so the judges could withhold that
recognition in extreme circumstances.
“It
is a construct of the common law. The judges created this principle. If that is
so, it is not unthinkable that circumstances might arise where the court may
have to qualify a principle established on a different hypothesis of
constitutionalism.”[47]
23 It
is doubtful, in my view, first that such circumstances
will ever occur, and secondly that if they did the courts would in fact take
the ultimate step suggested—a judicial nuclear option—or that if
they did, their judgments would be respected or enforced. If the legislature
indeed acted in a manner blatantly in breach of fundamental precepts of the
rule of law, governments which had pioneered such legislation would already have
shown themselves not of a mind to give effect to judicial criticism. So the
sign post merely leads into a cul-de-sac.
Public authority
24 A threshold issue in all judicial review is
whether the decision or act which it is sought to challenge is one taken or carried
out by a public authority. Regrettably, of the two cases which have reached the
House of Lords, the first was on unusual facts—a case where modern
judicial review collided with medieval common law; the object of inquiry was a
parochial church council[48] and the
issue was whether private individuals were liable to bear the costs of repair
to the chancel of the parish church as an incident of ownership of glebe land;
and the second,[49] it was
held by a bare majority,[50] that in
providing care and accommodation for residents placed with it by a local
authority, a privately owned care home was not performing functions of a public
nature within the meaning of the HRA.
25 The waters were further muddied because in
both cases the House was concerned with a concept peculiar to the HRA, that is
of a private body carrying out “functions of a public nature”, and
as Lord Bingham said in the latter case—“it will not ordinarily
matter whether the body in question is amendable to judicial review”.
(See also Lord Mance at para 87
although noting that Lord Hope in Aston Cantlow at para 52 had confusingly found it
“helpful”.) Only indirect assistance is available from this tangled
jurisprudence. I shall refrain from doing more than drawing attention to them
as the starting point, if not the finishing line of the quest.[51] The
preface to De Smith rightly calls
these questions “complex and controversial”.[52]
Locus Standi
26 I turn to questions of procedure.
27 The first question in judicial review is
whether the claimant has standing. This is an issue which goes to jurisdiction,
not discretion. The English courts have continued to show little appetite for
dismissing a claim on these grounds. In R
(Feakins) v Environment Secy,[53] the
decision under challenge was to remove unburied residue of cattle slaughtered
in the wake of outbreak of foot and mouth disease to landfills. A preliminary
point was taken that the claimant had no standing because his real motive was
to extract the maximum compensation from the Secretary of State.
28 Lord Justice Dyson said, at para 24—
“In my judgment, if a
claimant has no sufficient private interest to support a claim to standing,
then he should not be accorded standing merely because he raises an issue in
which there is, objectively speaking, a public interest. As Sedley,
J said in R v Somerset County Council, ex
p Dixon, 1997 COD 303 when
considering the issue of standing, the court had to ensure that the claimant
was not prompted by an ill motive, and was not a mere busybody or a trouble
maker. Thus, if a claimant seeks to challenge a decision in which he has no
private law interest, it is difficult to conceive of circumstances in which the
court will accord him standing, even where there is a public interest in
testing the lawfulness of the decision, if the claimant is acting out of
ill-will or for some other improper purpose. It is an abuse of process to
permit a claimant to bring a claim in such circumstances. If the real reason
why a claimant wishes to challenge a decision in which, objectively, there is a
public interest is not that he has a genuine concern about the decision, but some other reason, then that is material to the question
whether he should be accorded standing.”
29 Since the court rejected the characterisation
of the claimant’s motive advanced by the Secretary of State, the claim
was allowed to proceed. There is, in my view, a potential tension between the
first and last sentences of the passage cited. It seems, on a fair reading that
presence of ill motive, rather than absence of special interest, is the key
factor for disqualification.
Arguability
30 A second question is whether a competent
claimant has crossed the threshold of arguability. In
Sharma v Brown-Antoine[54] leave had
been granted by a judge at first instance to the Chief Justice of Trinidad and Tobago
to apply for judicial review of a decision to prosecute him.
31 The Privy Council held by a majority that
permission should not have been granted. Lord Bingham of Cornhill articulated
the standard in a manner perceptibly, if modestly, less favourable to the
claimant than previous case law might suggest, at para 4—
“The
ordinary rule now is that the court will refuse leave to claim judicial review
unless satisfied that there is an arguable ground for judicial review having a
realistic prospect of success and not subject to a discretionary bar such as
delay or an alternative remedy: see R v
Legal Aid Board, ex p Hughes, (1992) 5 Admin LR 623, at 628; and Fordham, Judicial Review Handbook, 4th ed (2004),
at 426. But arguability cannot be judged without
reference to the nature and gravity of the issue to be argued. It is a test
which is flexible in its application. As the English Court of Appeal recently
said with reference to the civil standard of proof in R(N) v Mental Health Review Tribunal (Northern Region), [2006] QB
468, para 62, in a passage applicable, mutatis
mutandis, to arguability:
‘the more serious the allegation or the more serious the
consequences if the allegation is proved, the stronger must be the evidence
before a court will find the allegation proved on the balance of probabilities.
Thus the flexibility of the standard lies not in any adjustment to the degree
of probability required for an allegation to be proved (such that a more
serious allegation has to be proved to a higher degree of
probability), but in the strength or quality of the evidence that will in
practice be required for an allegation to be proved on the balance of
probabilities.’
It
is not enough that a case is potentially arguable: an applicant cannot plead
potential arguability to ‘justify the grant of
leave to issue proceedings upon a speculative basis which it is hoped the
interlocutory processes of the court may strengthen’: Matalulu v DPP, [2003] A LRC 712, 733.”
Delay
32 A third question is whether the proceedings
have been brought in sufficient time. The main case is R (Burkett) v Hammersmith & Fulham LBC[55] where it
was held that the grounds for determining when a challenge first arose in a
planning context was where permission was granted, and not merely where a
resolution to grant it was passed.
33 Lord Steyn said, at
paras 38, 42, 45 and 46—
“Leaving to one side for
the moment the application of O 53, r 4(I) on the running of time against a
judicial review applicant, it can readily be accepted that for substantive
judicial review purposes the decision challenged does not have to be absolutely
final. In a context where there is a statutory procedure involving preliminary
decisions leading to a final decision affecting legal rights, judicial review
may lie against a preliminary decision not affecting legal rights. Town
planning provides a classic case of this flexibility. Thus it is in principle
possible to apply for judicial review in respect of a resolution to grant
outline permission and for prohibition even in advance of it: see generally
Wade & Forsyth, Administrative Law,
at 600; Craig, Administrative Law, at
724–25; Fordham, Judicial Review
Handbook, 3rd ed (2001), para 4.8.2.
…
For my part the substantive
position is straightforward. The court has jurisdiction to entertain an
application by a citizen for judicial review in respect of a resolution before
or after its adoption. But it is a jump in legal logic to say that he must
apply for such relief in respect of the resolution on pain of losing his right
to judicial review of the actual grant of planning permission which does affect
his rights. Such a view would also be in tension with the
established principle that judicial review is a remedy of last resort.
…
First, the context is a rule of
court which by operation of a time limit may deprive a citizen of the right to
challenge an undoubted abuse of power. And such a challenge may involve not
only individual rights but also community interests, as in environmental cases.
This is a contextual matter relevant to the interpretation of the rule of
court. It weighs in favour of a clear and straightforward interpretation which
will yield a readily ascertainable starting date. Entrusting judges with a
broad discretionary task of retrospectively assessing when the complaint could
first reasonably have been made (as a prelude to deciding whether the
application is time barred) is antithetical to the context of a time limit
barring judicial review.
Secondly, legal policy favours
simplicity and certainty rather than complexity and uncertainty. In the
interpretation of legislation this factor is a commonplace consideration. In
choosing between competing constructions a court may presume, in the absence of
contrary indications, that the legislature intended to legislate for a certain
and predictable regime.”
34 The courts, however, tend to give to a greater
and greater extent, in my experience, emphasis to perceived merits and will not
readily allow a good claim to go unrewarded because of lapse of time. Whether
this is entirely consonant with the CPR or the underlying statutory provisions[56] may be
questionable.
Disclosure
35 Evidential issues tend not to bulk large in
judicial review because the outcome of public law cases rarely depends upon the
resolution of factual issues. Hence, for example, disclosure is rarely
controversial, not least because of the obligations of candour owed by public
authorities once permission to apply for judicial review has been granted. But
in Tweed v Parades Commission for
Northern Ireland[57] where the
claimant alleged disproportionate interference with his human
rights in restrictions placed on a proposed Orange badge procession in a
predominantly Catholic town, the House of Lords had unusually to consider what
disclosure to order against the respondent body.
36 Lord Bingham said, at paras 2–4:
“The disclosure of
documents in civil litigation has been recognised throughout the common law
world as a valuable means of eliciting the truth and thus of enabling courts to
base their decisions on a sure foundation of fact. But the process of
disclosure can be costly, time consuming, oppressive and unnecessary, and
neither in Northern Ireland
nor in England
and Wales
have the general rules governing disclosure been applied to applications for
judicial review. Such applications, characteristically, raise an issue of law,
the facts being common ground or relevant only to show how the issue arises. So
disclosure of documents has usually been regarded as unnecessary, and that
remains the position.
In the minority of judicial
review applications in which the precise facts are significant, procedures
exist in both jurisdictions, as my noble and learned friends explain, for
disclosure of specific documents to be sought and ordered. Such applications
are likely to increase in frequency, since human rights decisions under the
Convention tend to be very fact specific and any judgment on the
proportionality of a public authority’s interference with a protected
Convention right is likely to call for a careful and accurate evaluation of the
facts. But even in these cases, orders for disclosure should not be automatic.
The test will always be whether, in the given case, disclosure appears to be
necessary in order to resolve the matter fairly and justly.
Where a public authority relies
on a document as significant to its decision, it is ordinarily good practice to
exhibit it as the primary evidence. Any summary, however conscientiously and
skilfully made, may distort. But where the authority’s deponent chooses
to summarise the effect of a document it should not be necessary for the
applicant, seeking sight of the document, to suggest some inaccuracy or
incompleteness in the summary, usually an impossible task without sight of the
document. It is enough that the document itself is the best evidence of what it
says. There may, however, be reasons (arising, for example, from
confidentiality, or the volume of the material in question) why the document
should or need not be exhibited. The judge to whom application for disclosure
is made must then rule on whether, and to what extent, disclosure should be
made.”
This can be regarded as authoritative
guidance.
Fresh evidence
37 In R
(Lynch) v General Dental Council,[58] Collins J had to consider whether fresh
evidence, unavailable to the decision maker, should be admissible on judicial
review, with particular emphasis on expert evidence. (The issue in the case was
whether the claimant was entitled to be placed on a specialist register of
orthodontists.)
38 In expounding his approach, Collins J first
endorsed the earlier case of Ex p Powis[59] on the
admissibility of fresh evidence generally, where Dunn LJ stated—
“Finally there was an
application on behalf of the tenant to admit fresh evidence which the Divisional Court
had refused to admit. Like the Divisional
Court we considered the evidence de bene esse. What are the principles on which fresh evidence
should be admitted on judicial review? They are (1) that the court can receive
evidence to show what material was before the minister or inferior Tribunal
(see per Lord Denning MR in Ashbridge Investments Ltd v Minister of Housing and
Local Government, [1965] 3 All ER 371, at 374; [1965] 1 WLR 1320, at 1327);
(2) where the jurisdiction of the minister or inferior Tribunal depends on a
question of fact, or where the question is whether essential procedural
requirements were observed, the court may receive and consider additional
evidence to determine the jurisdictional fact or procedural error (see de
Smith’s Judicial Review of
Administrative Action, 4th ed (1980), at 140–41 and cases there
cited); (3) where the proceedings are tainted by misconduct on the part of the
minister or member of the inferior Tribunal or the parties before it. Examples
of such misconduct are bias by the decision-making body, or fraud or perjury by
a party. In each case fresh evidence is admissible to prove the particular
misconduct alleged (see R v West Sussex
Quarter Sessions, ex p Albert & Maud Johnson Trust Ltd, [1973] 3 All ER
289, at 298, 301; [1974] QB 24, at 39, 42 per
Orr and Lawton (LJJ).”
39 On the particular point raised, Collins J
stated that in order to carry out its function in judicial review proceedings
the court must understand the material which is put before it. At para 22 he
stated—
“I
have no doubt that fresh evidence involving expert evidence should in general
not be admitted unless it falls within the Powis guidelines. However, it is
and has always been recognised that irrationality is an error of law which can
lead to a decision being quashed. If the decision in question is made by an
expert tribunal or indeed by anyone dealing in a field involving consideration
of matters which would not obviously be fully understood by a layman without
some assistance from an expert in that field, it may be necessary at the very
least to have some explanation of any technical terms. Mr Garnham
accepted that expert evidence could be adduced to provide such explanations.
Without it, the Court might well be unable to consider properly any
irrationality argument. When I use the word ‘irrationality’ I am
intending to include not only perversity but also a failure to have regard to a
material matter or a taking into account of an immaterial matter.”
Costs
40 The funding of public law cases has produced
different rules from those which obtain in private law, reflecting their
different nature.
41 It was held in R (Corner House Prosecutor) v DTI[60]
that costs orders can be made to
allow claimants of limited means access to the Court in public law cases on
issues of general public importance without the fear of substantial costs
orders being made against them. The Court of Appeal held that the court will
not generally make such orders unless the public interest challenges raised are
ones of general public importance, the public interest requires that those
issues should be resolved, and the claimant has no financial interest in the
outcome of the case: it is fair and just to make the order having regard to the
financial resources of the claimant and the defendant and the amount of costs
that were likely to be involved, and the claimant would probably discontinue
the proceedings and would be acting reasonably in so doing if such an order
were refused.
Channel Islands
42 The
Courts of Jersey and Guernsey
are not, of course, bound to follow English precedent:
only a decision on appeal from the Court of Appeal by the Privy Council compels
attention.[61] But it is
important for any Channel Island
advocate at least to be aware of the latest jurisprudence from the courts of England, Wales, and
indeed Scotland.
Law, even in an Island, is increasingly
global: it is only virtuous in the primary, not secondary sense of the
adjective, to be insular.
Michael Beloff, QC is Senior Ordinary Judge of the Courts of Appeal
of Jersey and Guernsey and practises from Blackstone Chambers, London.